Investment Management
Maximize Your Opportunities With Balance in Mind.
Our Approach to Investing
Philosophy
SteelPeak Wealth's investment philosphy is guided by four pillars to create diversified, risk-aware portfolios designed to grow, preserve, and optimize wealth across market cycles.
1.
Traditional Investments
Stocks, bonds, and ETFs–the diversified core of every portfolio.
2.
Options Strategies
Overlays used to generate income and manage downside risk.
3.
Alternative Investments
Private markets and differentiated, less correlated returns.
4.
Tactical & Strategic
A long-term allocation with disciplined tactical adjustments.
A robust offering of investment solutions
Stewardship by Committee
Chaired by our Chief Investment Officer, the Investment Committee at SteelPeak includes our founding partners and senior investment professionals, portfolio managers, traders and compliance.
Guided by a team of investment professionals, not by one individual.
The Investment Platform
01 Elite Strategies
Equity
Diversified portfolios using individual stocks with a focus on growth and value.
Asset Allocation
Muli-asset class portfolios with exposure to equity and fixed income using exchange traded funds. Asset allocation ranges between 0-100% exposure. Includes alternative investments when applicable.
Dynamic
Diversified portfolios using individual stocks. Covered call options used to hedge and increase cash flow.
Income
Diversified portfolios with exposure to US, International, and Emerging Market fixed income using exchange traded funds.
Enhanced
Diversified portfolios using cash and individual stocks. Cash secured put options used to generate cash flow and create an entry point to purchase stocks. If put into the stock, covered call options are used to generate cash flow and create an exit strategy.
02 Exclusive Strategies
Discretionary custom model portfolios created by the Wealth Advisor. Designed for high-net-worth clients with special situations such as concentrated positions, low cost basis investments, and more.
Cash Flow
Covered Calls
Monetization
Iron condor
Option box spread
Protection
Zero cost collar
Put spread collar
Hedge with put
Diversification
Synthetic long
Synthetic long with covered calls
Stock replacement
Upside + Total Return
1-by-2 call spread
Diagonal call spread
03 Separately Managed Accounts
Designed to provide consistent, risk-managed returns packaged in a bespoke, institutionally managed portfolio where the investor maintains direct ownership of the underlying securities, allowing for customization, tax efficiency, and transparency.
1. Direct Ownership
You own the individual securities in your account, not shares of a pooled fund. This provides full transparency and control at the holding level.
2. Customization
The portfolio can be tailored to your specific objectives, risk profile, income needs, tax situation, and restrictions, rather than following a one-size-fits-all mandate.
3. Tax Efficiency
Because trades occur in your account, SMAs allow for tax-aware strategies such as tax-loss harvesting, gain management, and coordination with your broader financial plan.
4. Professional Management
The strategy is implemented and monitored by experienced portfolio managers using disciplined, institutional grade processes.
04 Alternative Strategies
05 Alternative Solutions
Investments across a wide range of alternative investments that provide diversification beyond traditional stocks and bonds, helping to enhance returns, reduce volatility, and create opportunities uncorrelated with public markets - especially valuable during periods of inflation, rising rates, or equity market stress.
Alternative Strategies
Third-party investment strategies selected by SteelPeak's investment team to include in client portfolios as applicable. Notable third party providers include:
Blackstone
Goldman Sachs
Carlyle
Alternative Solutions
Alternative investment funds designed and constructed by SteelPeak's investment team and branded Alpha Summit, which is the dba for SteelPeak's solution of offering alternative investments and separately managed accounts. Funds include:
- Alpha Summit Strategic Alternatives Fund (ALTSX)
- Goal Line Growth Fund: sports themed investments across all areas of sports
- Alpha Summit Tax Optimization Fund
Long Short Fund
Capital Opportunity Fund I (closed)
